This resource provides an overview of the system of internal controls at Government Sponsored Enterprises (GSEs) such as Freddie Mac, Fannie Mae, and Sallie Mae. It examines the importance of these controls in ensuring financial stability, regulatory compliance, and operational efficiency within these crucial institutions that play a significant role in the US housing and student loan markets.
Explore a comprehensive checklist of internal controls crucial for robust treasury management, specifically tailored for financial professionals and entities under the guidance of CPA Australia. This resource is designed to help organizations establish and maintain effective financial governance, mitigate risks, and ensure compliance within their treasury operations.
The SAP Segregation of Duties (SoD) matrix is a critical tool for organizations leveraging SAP systems, designed to identify and mitigate potential access risks. By mapping user roles against business processes, it highlights conflicting duties that could lead to fraud, errors, or non-compliance. Implementing an effective SoD matrix is fundamental for robust internal controls, ensuring proper governance, risk management, and compliance (GRC) within your SAP environment.
This Internal Control Matrix Template by Jayrod provides a comprehensive, easy-to-use solution for documenting and assessing your organization's internal controls. Designed to streamline your compliance and risk management processes, it helps identify control strengths and weaknesses, ensuring operational efficiency and regulatory adherence.
Understand the relationship between COBIT and the Sarbanes-Oxley Act (SOX). This article provides an overview of how the COBIT framework can be leveraged to achieve and maintain SOX compliance, focusing on IT governance and internal controls required by the legislation, ultimately helping organizations strengthen their financial reporting and mitigate associated risks.